中國經(jīng)濟(jì)網(wǎng)北京6月8日訊(李輝)道瓊斯通訊社今天報(bào)道說,由于擔(dān)心在美國上市的中國公司可能存在會計(jì)違規(guī)行為,美國經(jīng)紀(jì)商盈透證券(InteractiveBrokers…">

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130多家中國公司股票被美券商列入禁買黑名單

作者:http://www.sina.com.cn    來源:中國經(jīng)濟(jì)網(wǎng)    發(fā)布時(shí)間:2011-06-09    閱讀:585次

  中國經(jīng)濟(jì)網(wǎng)北京6月8日訊 (李輝) 道瓊斯通訊社今天報(bào)道說,由于擔(dān)心在美國上市的中國公司可能存在會計(jì)違規(guī)行為,美國經(jīng)紀(jì)商盈透證券(Interactive Brokers Group Inc。)已經(jīng)禁止客戶以保證金方式買進(jìn)部分中國公司股票。報(bào)道中說,被列入禁買名單的中國公司多達(dá)130多家,其中大部分是去年以來在納斯達(dá)克上市的中國中小公司和網(wǎng)絡(luò)概念公司。

  美國證券交易委員會(Securities and Exchange Commission,英文簡稱:SEC)調(diào)查發(fā)現(xiàn)數(shù)十家中國在美上市公司存在會計(jì)問題。最近幾個(gè)月來這些公司股票價(jià)格出現(xiàn)了急速下跌。

  道瓊斯的報(bào)道中說,盈透證券本周就將開始執(zhí)行上述規(guī)定,目前該公司客戶已經(jīng)不能通過保證金交易方式買進(jìn)被列入名單的中國公司股票。報(bào)道中說,盈透證券公布的名單上列出了132家中國公司的159只不同證券,其中大約90只在美國上市交易,其余的在德國、加拿大或其它國家上市交易。

  目前中國經(jīng)濟(jì)網(wǎng)記者尚不清楚究竟哪些中國公司被列上這份名單,盈透證券的一位發(fā)言人拒絕對上述消息發(fā)表評論。網(wǎng)上公開的信息顯示,盈透證券成立于1977年,是美國最大的非銀行券商,公司總部在康涅狄格州的格林威治,該公司目前已經(jīng)在全球80多個(gè)國家和地區(qū)展開了證券經(jīng)紀(jì)業(yè)務(wù)。

  附132家中國公司名單(新浪科技附)

名稱 代碼 主要交易市場
3SBIO INC-ADR SSRX NASDAQ
AAA ENERGY INC AAV FWB
ACORN INTERNATIONAL INC-ADR ATV NYSE
ACTIONS SEMICONDUCTOR CO-ADR ACTS NASDAQ
AGRIA CORP - ADR GRO NYSE
AIRMEDIA GROUP INC-ADR AMCN NASDAQ
AIRTAC INTERNATIONAL GROUP 1590 TAI
AMBOW EDUCATION HOLDING-ADR AMBO NYSE
ANDATEE CHINA MARINE FUEL SE AF0 SWB
ANDATEE CHINA MARINE FUEL SE AMCF NASDAQ
APOLLO SOLAR ENERGY INC FXA SWB
A-POWER ENERGY GENERATION APWR NASDAQ
A-POWER ENERGY GENERATION 4OS FWB
ASIAINFO-LINKAGE INC AFB IBIS
ATA INC-ADR ATAI NASDAQ
BCD SEMICONDUCTOR MANUFA-ADR BCDS NASDAQ
BIOSTAR PHARMACEUTICALS INC 7BN SWB
BIOSTAR PHARMACEUTICALS INC BSPM NASDAQ
BITAUTO HOLDINGS LTD-ADR BITA NYSE
BODISEN BIOTECH INC DZ9 FWB
BOHAI PHARMACEUTICALS GROUP 3B2 SWB
BONA FILM GROUP LTD-SPON ADR BONA NASDAQ
BOYUAN CONSTRUCTION GROUP IN BOY TSE
CHANGYOU.COM LTD-ADR CYOU NASDAQ
CHARM COMMUNICATIONS INC-ADR CHRM NASDAQ
CHEMSPEC INTL LTD - ADR CPC NYSE
CHINA 3C GROUP GXS SWB
CHINA BAK BATTERY INC B6J FWB
CHINA BAK BATTERY INC CBAK NASDAQ
CHINA CABLECOM HOLDINGS LTD CCUN IBIS
CHINA CABLECOM HOLDINGS LTD CABL NASDAQ
CHINA CENTURY DRAGON MEDIA I ZDR SWB
CHINA CERAMICS CO LTD CCCLU NASDAQ
CHINA CERAMICS CO LTD C9E SWB
CHINA CGAME INC CA6N IBIS
CHINA CGAME INC CCGM NASDAQ
CHINA DASHENG BIOTECHNOLOGY 16D FWB
CHINA DIGITAL TV HOLDING-ADR STV NYSE
CHINA DISTANCE EDUCATION-ADR DL NYSE
CHINA ENERGY CORP ZCE SWB
CHINA FINANCE ONLINE CO-ADR JRJC NASDAQ
CHINA GENGSHENG MINERALS INC CGS FWB
CHINA GRENTECH CORP LTD-ADR GRRF NASDAQ
CHINA MASS MEDIA CORP-ADR CMM NYSE
CHINA MEDICAL TECH-SPON ADR CMED NASDAQ
CHINA MEDICINE CORP XM2 SWB
CHINA NEPSTAR CHAIN DRUG-ADR NPD NYSE
CHINA NUOKANG BIO-PH-SP ADR NKBP NASDAQ
CHINA ORGANIC AGRICULTURE IN 4CA FWB
CHINA POWER EQUIPMENT INC 5XP TIQSSWB
CHINA RITAR POWER CORP YXC SWB
CHINA SHENGDA PACKAGING GROU 0CH FWB
CHINA SHENGDA PACKAGING GROU CPGI NASDAQ
CHINA SHENGHUO PHARMACEUTICA 54C IBIS
CHINA SHENGHUO PHARMACEUTICA KUN AMEX
CHINA SHUANGJI CEMENT LTD C99N FWB
CHINA SUNERGY CO LTD-ADR CSUN NASDAQ
CHINA TECHFAITH WIRELESS-ADR CNTF NASDAQ
CHINA WATER GROUP INC DI1 FWB
CHINA XD PLASTICS CO LTD 02Y FWB
CHINA XINIYA FASHIO-SPON ADR XNY NYSE
CHINA ZENIX AUTO INTERNA-ADR ZX NYSE
CHINACACHE INTERNAT-SPON ADR CCIH NASDAQ
CHINAEDU CORP-ADR CEDU NASDAQ
CONCORD MEDICAL - SPON ADR CCM NYSE
COUNTRY STYLE COOKI-SPON ADR CCSC NYSE
DAQO NEW ENERGY CORP-ADR DQ NYSE
DEHAIER MEDICAL SYSTEMS LTD J8D FWB
DEHAIER MEDICAL SYSTEMS LTD DHRM NASDAQ
E-COMMERCE CHINA-SPON ADR DANG NYSE
EFUTURE INFORMATION TECHNOLO 4EF FWB
ELONG INC-SPONSORED ADR LONG NASDAQ
ETERNAL TECHNOLOGIES GROUP ETO FWB
FORLINK SOFTWARE CORP YNO1 FWB
FUNTALK CHINA HOLDINGS LTD FTLK NASDAQ
FUWEI FILMS HOLDINGS CO LTD F4B IBIS
GLG LIFE TECH CORPORATION GLG TSE
GLOBAL EDUCATION & TECH-ADR GEDU NASDAQ
GUSHAN ENVIRONMENTAL ENE-ADR GU NYSE
HANGFENG EVERGREEN INC HF TSE
HARTCOURT COMPANIES INC HCT SWB
HIGHPOWER INTERNATIONAL INC HKN SWB
HIGHPOWER INTERNATIONAL INC HPJ NASDAQ
HISOFT TECHNOLOGY INT-ADR HSFT NASDAQ
HOLLYSYS AUTOMATION TECHNOLO 46H FWB
HOLLYSYS AUTOMATION TECHNOLO HOLI NASDAQ
IFM INVESTMENTS LTD-ADS CTC NYSE
ITONIS INC IX2 IBIS
JIAYUAN.COM INTERNATIONA-ADR DATE NASDAQ
JINGWEI INTERNATIONAL LTD WJI SWB
JINPAN INTERNATIONAL LTD 3QN FWB
JINPAN INTERNATIONAL LTD JST NASDAQ
KANDI TECHNOLOGIES CORP K8A FWB
KINGTONE WIRELESSINFO SO-ADR KONE NASDAQ
KU6 MEDIA CO LTD-SPN ADR KUTV NASDAQ
LENTUO INTERNATI-SPON ADS LAS NYSE
LINKWELL CORP LHX SWB
LIZHAN ENVIRONMENTAL CORP LZEN NASDAQ
MECOX LANE LTD-ADR MCOX NASDAQ
MIGAO CORPORATION MGO TSE
MINCO SILVER CORPORATION MSV TSE
NETQIN MOBILE INC - ADR NQ NYSE
NEW DRAGON ASIA CORP BQ4 IBIS
NOAH EDUCATION HOLDINGS-ADR NED NYSE
ORIGIN AGRITECH LTD 39O SWB
ORIGIN AGRITECH LTD SEED NASDAQ
ORSUS XELENT TECHNOLOGIES IN O5X FWB
ORSUS XELENT TECHNOLOGIES IN ORS AMEX
OSSEN INNOVATION CO-SPON ADR OSN NASDAQ
PHOENIX NEW MEDIA LTD -ADS FENG NYSE
PRIME ACQUISITION CORP PACQ NASDAQ
PRIME ACQUISITION CORP PACQU NASDAQ
QIAO XING MOBILE COMMUNICATI F2A IBIS
QIAO XING MOBILE COMMUNICATI QXM NYSE
QIAO XING UNIVERSAL RESOURCE QXU FWB
QIAO XING UNIVERSAL RESOURCE XING NASDAQ
RDA MICROELECTRON-SPON ADR RDA NASDAQ
RECON TECHNOLOGY LTD RCON NASDAQ
SEARCHMEDIA HOLDINGS LTD IDI AMEX
SEARCHMEDIA HOLDINGS LTD-UTS IDI U AMEX
SGOCO GROUP LTD SGOC NASDAQ
SHANGPHARMA CORP-ADR SHP NYSE
SINA CORP YIN FWB
SINO GAS & ENERGY HOLDINGS L SEH ASX
SINOBIOMED INC G8U FWB
SINOHUB INC 7S3 FWB
SINOTECH ENERGY LTD-SPON ADR CTE NASDAQ
SINOVAC BIOTECH LTD SVQ FWB
SINOVAC BIOTECH LTD SVA NASDAQ
SKY DIGITAL STORES CORP YN3 FWB
SKY-MOBI LTD-SP ADR MOBI NASDAQ
SKYSTAR BIO-PHARMACEUTICAL GNJC FWB
SOHU.COM INC XOU FWB
SYSWIN INC-SPON ADS SYSW NYSE
TAL EDUCATION GROUP- ADR XRS NYSE
TELESTONE TECHNOLOGIES CORP MSOA FWB
THE9 LTD-ADR NCTY NASDAQ
TIANLI AGRITECH INC 7TA FWB
TIANLI AGRITECH INC OINK NASDAQ
TIBET PHARMACEUTICALS INC TXP SWB
TIBET PHARMACEUTICALS INC TBET NASDAQ
TRI-TECH HOLDING INC TTW FWB
TRI-TECH HOLDING INC TRIT NASDAQ
TRUNKBOW INTERNATIONAL HOLDI TBJ IBIS
TRUNKBOW INTERNATIONAL HOLDI TBOW NASDAQ
UTSTARCOM INC UTS FWB
UTSTARCOM INC UTSI NASDAQ
UTSTARCOM INC UTSI MEXI
VIMICRO INTERNATIONAL CO-ADR VIMC NASDAQ
VISIONCHINA MEDIA INC-ADR VISN NASDAQ
WSP HOLDINGS LTD-ADR WH NYSE
XINHUA CHINA LTD X5R IBIS
XINYUAN REAL ESTATE CO L-ADR XIN NYSE
YAYI INTERNATIONAL INC 8YJ SWB
YUCHENG TECHNOLOGIES LTD YCT SWB
YUCHENG TECHNOLOGIES LTD YTEC NASDAQ
ZHENG HE GLOBAL CAPITAL LTD ZHE ASX
ZHONGPIN INC CWP FWB
ZOOM TECHNOLOGIES INC ZT2A FWB
ZUOAN FASHION LTD-SPON ADR ZA NYSE
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